Regulatory News
Wednesday, June 8, 2016
UPDATE 1-Oppenheimer to pay nearly $3 mln for improper ETF sales -regulator
June 8 (Reuters) - Oppenheimer & Co agreed to pay nearly $3
million in fines and restitution to settle U.S. regulatory
charges that it improperly sold risky exchange-traded funds to
risk-averse...
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