Wednesday, November 30, 2016

BRIEF-FINRA says BofA's Merrill to pay $7 mln fine, restitution over customer leverage

Nov 30 (Reuters) - Finra says it sanctions merrill lynch $7

million for inadequate supervision of securities-backed leverage

in customer brokerage accounts

Read more
Posted by at

No comments:

Post a Comment

Subscribe to: Post Comments (Atom)