Regulatory News
Tuesday, December 20, 2016
UPDATE 1-Morgan Stanley to pay $7.5 mln over customer protection violations
WASHINGTON, Dec 20 (Reuters) - Morgan Stanley will
pay $7.5 million to settle civil charges that it violated
customer protection rules when it used trades involving customer
cash to lower its...
Read more
No comments:
Post a Comment
Newer Post
Older Post
Home
Subscribe to:
Post Comments (Atom)
No comments:
Post a Comment